Natera, Inc. — Director's Dealing 2018

Sep 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-09-14

Reporting Person: Brophy Michael Burkes (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-14	Common Stock	M	22000	$9.48	Acquired	22000	Direct
2018-09-14	Common Stock	M	30000	$9.48	Acquired	52000	Direct
2018-09-14	Common Stock	M	37983	$10.41	Acquired	89983	Direct
2018-09-14	Common Stock	M	18125	$9.59	Acquired	108108	Direct
2018-09-14	Common Stock	S	20711	$23.3526	Disposed	87397	Direct
2018-09-14	Common Stock	S	80297	$24.4977	Disposed	7100	Direct
2018-09-14	Common Stock	S	7100	$25.0433	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-14	Stock Option (right to buy)	$9.48	M	22000	Disposed	2025-10-08	Common Stock (22000)	Direct
2018-09-14	Stock Option (right to buy)	$9.48	M	30000	Disposed	2025-10-08	Common Stock (30000)	Direct
2018-09-14	Stock Option (right to buy)	$10.41	M	37983	Disposed	2027-06-08	Common Stock (37983)	Direct
2018-09-14	Stock Option (right to buy)	$9.59	M	18125	Disposed	2026-04-07	Common Stock (18125)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.96 to $23.93 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.97 to $25.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

F6: The options are 100% vested and exercisable.

F7: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F8: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.