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Natera, Inc. Director's Dealing 2017

Apr 10, 2017

30253_dirs_2017-04-10_953826ce-710e-4751-a136-9bca02849551.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2017-04-05

Reporting Person: ROSENMAN HERM (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-05 Common Stock M 5000 Acquired 42950 Direct
2017-04-05 Common Stock S 1809 $8.55 Disposed 41141 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-05 Restricted Stock Units $ M 5000 Disposed Common Stock (5000) Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

F4: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $8.55 to $8.56 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.