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Natera, Inc. — Director's Dealing 2017
Jul 18, 2017
30253_dirs_2017-07-18_bf38bd9d-2113-4d50-a519-0c86374692ab.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2017-07-12
Reporting Person: Chapman Steven Leonard (Chief Operating Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.141 | 2022-05-16 | Common Stock (23965) | Direct | |
| Stock Option (right to buy) | $2.6569 | 2024-02-24 | Common Stock (14059) | Direct | |
| Stock Option (right to buy) | $2.6569 | 2024-02-24 | Common Stock (27488) | Direct | |
| Stock Option (right to buy) | $3.7816 | 2024-09-17 | Common Stock (19811) | Direct | |
| Stock Option (right to buy) | $3.7816 | 2024-09-17 | Common Stock (21089) | Direct | |
| Stock Option (right to buy) | $7.4491 | 2025-03-25 | Common Stock (46012) | Direct | |
| Stock Option (right to buy) | $9.59 | 2026-04-07 | Common Stock (70000) | Direct | |
| Stock Option (right to buy) | $10.41 | 2027-06-08 | Common Stock (107250) | Direct | |
| Restricted Stock Units | $0 | 2027-06-08 | Common Stock (17875) | Direct |
Footnotes
F1: The option shares are 100% vested and exercisable.
F2: The option shares vest and become exercisable over four years. One fourth of the shares vest on June 1, 2014, and the remaining shares vest in equal monthly installments thereafter.
F3: The option shares vest and become exercisable over four years. One fourth of the shares vest on January 15, 2015, and the remaining shares vest in equal monthly installments thereafter.
F4: The option shares vest and become exercisable over four years. One fourth of the shares vest on March 1, 2015, and the remaining shares vest in equal monthly installments thereafter.
F5: The option shares vest and become exercisable over four years. One fourth of the shares vest on May 1, 2015, and the remaining shares vest in equal monthly installments thereafter.
F6: The option shares vest and become exercisable over four years. One fourth of the shares vest on February 16, 2016, and the remaining shares vest in equal monthly installments thereafter.
F7: The option shares vest and become exercisable over four years. One fourth of the shares vest on April 1, 2017, and the remaining shares vest in equal monthly installments thereafter.
F8: The option shares vest and become exercisable over four years. One fourth of the shares vest on March 21, 2018, and the remaining shares vest in equal monthly installments thereafter.
F9: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.
F10: The RSUs vest over four years. 25% of the RSUs on March 21, 2018 and the remaining shares vest in equal quarterly installments thereafter.