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Natera, Inc. Director's Dealing 2017

Jan 6, 2017

30253_dirs_2017-01-06_29804043-5695-49e1-af42-86aeddf089b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2017-01-04

Reporting Person: ROSENMAN HERM (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-04 Common Stock M 5000 Acquired 33409 Direct
2017-01-04 Common Stock S 1849 $11.87 Disposed 31560 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-04 Restricted Stock Units $ M 5000 Disposed Common Stock (5000) Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

F4: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.