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Natera, Inc. — Director's Dealing 2017
Feb 13, 2017
30253_dirs_2017-02-13_7c6262e8-906a-415d-871d-644207906d8a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2017-02-01
Reporting Person: Brophy Michael Burkes (Chief Financial Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.48 | 2025-10-08 | Common Stock (60000) | Direct | |
| Stock Option (right to buy) | $9.48 | 2025-10-08 | Common Stock (30000) | Direct | |
| Stock Option (right to buy) | $9.59 | 2026-04-07 | Common Stock (30000) | Direct |
Footnotes
F1: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2015, and the remaining shares vest in 36 equal monthly installments thereafter.
F2: The option shares vest over three years. One third of the shares vest and become exercisable on September 4, 2015, and the remaining shares vest in 2 equal annual installments thereafter. In addition, if the Reporting Person is terminated by the Issuer for any reason other than cause, the rights to exercise 100% of any then-remaining unvested shares shall vest.
F3: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 1, 2016, and the remaining shares vest in 36 equal monthly installments thereafter.