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Natera, Inc. — Director's Dealing 2016
Dec 1, 2016
30253_dirs_2016-12-01_1fec8d4d-2b1b-42ef-9a77-fc9335f532a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2016-11-29
Reporting Person: Rabinowitz Matthew (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-29 | Common Stock | S | 16165 | $12.0065 | Disposed | 1942572 | Direct |
| 2016-11-30 | Common Stock | S | 36507 | $12.0133 | Disposed | 1906065 | Direct |
| 2016-12-01 | Common Stock | S | 3400 | $12.0150 | Disposed | 1902665 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.06 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.13 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.06 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.