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Natera, Inc. Director's Dealing 2016

Nov 21, 2016

30253_dirs_2016-11-21_4d2b1df3-e88d-4836-95c6-c5f7d07ce18c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2016-11-17

Reporting Person: Sheena Jonathan (Director, Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-17 Common Stock M 406 $1.141 Acquired 630165 Direct
2016-11-17 Common Stock S 406 $12 Disposed 629759 Direct
2016-11-21 Common Stock M 32099 $1.141 Acquired 661858 Direct
2016-11-21 Common Stock S 32099 $12 Disposed 629759 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-17 Stock Option (Right to Buy) $1.141 M 406 Disposed 2022-09-19 Common Stock (406) Direct
2016-11-21 Stock Option (Right to Buy) $1.141 M 32099 Disposed 2022-09-19 Common Stock (32099) Direct

Footnotes

F1: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12 to $12.01 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The option shares are fully vested and may be exercised at any time.