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Natera, Inc. — Director's Dealing 2016
Nov 4, 2016
30253_dirs_2016-11-04_9e08cc82-5935-49b0-9555-49c9d78504d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2016-11-03
Reporting Person: ROSENMAN HERM (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-03 | Common Stock | M | 5000 | — | Acquired | 27089 | Direct |
| 2016-11-03 | Common Stock | S | 1852 | $7.98 | Disposed | 25237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-03 | Restricted Stock Units | $ | M | 5000 | Disposed | Common Stock (5000) | Direct |
Footnotes
F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.
F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.
F3: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
F4: Includes 1,811 shares acquired under the Issuer's 2015 Employee Stock Purchase Plan on October 31, 2016.
F5: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.