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Natera, Inc. — Director's Dealing 2016
Dec 15, 2016
30253_dirs_2016-12-15_2bfeafa6-5ef2-4039-9238-5b501991f3f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2016-12-13
Reporting Person: Sheena Jonathan (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-13 | Common Stock | M | 2700 | $1.141 | Acquired | 632459 | Direct |
| 2016-12-13 | Common Stock | S | 2700 | $12.0004 | Disposed | 629759 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-13 | Stock Option (Right to Buy) | $1.141 | M | 2700 | Disposed | 2022-09-19 | Common Stock (2700) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.01 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The option shares are fully vested and may be exercised at any time.