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Natera, Inc. Director's Dealing 2015

Jul 1, 2015

30253_dirs_2015-07-01_aaf37f2e-e7ae-460a-86b3-960c51b91022.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2015-07-01

Reporting Person: HEALY JAMES (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series F Preferred Stock $ Common Stock (1175280) Indirect
Series F Preferred Stock $ Common Stock (1175280) Indirect

Footnotes

F1: Each share of preferred stock will be automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Common Stock, and has no expiration date.

F2: Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.