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Natera, Inc. — Director's Dealing 2015
Jul 1, 2015
30253_dirs_2015-07-01_232a7610-7d4d-4156-a187-469648a94e87.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2015-07-01
Reporting Person: Sheena Jonathan (Director, Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 640051 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.4401 | 2020-12-16 | Common Stock (46012) | Direct | |
| Stock Option (right to buy) | $0.5542 | 2021-05-19 | Common Stock (153374) | Direct | |
| Stock Option (right to buy) | $1.141 | 2022-09-20 | Common Stock (145749) | Direct | |
| Stock Option (right to buy) | $1.141 | 2022-09-20 | Common Stock (350568) | Direct | |
| Stock Option (right to buy) | $2.6569 | 2024-02-24 | Common Stock (545714) | Direct | |
| Stock Option (right to buy) | $5.3953 | 2024-12-09 | Common Stock (122699) | Direct |
Footnotes
F1: The Reporting Person vested ownership in this option over four years, with 25% of the shares subject to the award vesting on July 15, 2011, and 1/48th of the shares vesting equally on a monthly basis thereafter.
F2: The Reporting Person vests ownership in this option over four years, with 1/48th of the shares subject to the award vesting June 19, 2011, and 1/48th of the shares vesting equally on a monthly basis thereafter, subject to continued service to the Issuer by the Reporting Person. In addition, (i) the options shall vest as if the Reporting Person had provided an additional 12 months of service to the Issuer if the Issuer is subject to a change in control, and (ii) the options become fully vested if the Reporting Person is subject to an involuntary termination within 12 months of a change in control of the Issuer.
F3: The Reporting Person vests ownership in this option over four years, with 25% of the shares subject to the awared vesting on 9/1/2013, and 1/48th of the shares vesting equally on a monthly basis thereafter, subject to continued service to the Issuer by the Reporting Person. In addition, the options become fully vested upon the completion of the Issuer's initial public offering, a change in control, or the Reporting Person's death or disability.
F4: The option shares were fully vested as of the grant date.
F5: The Reporting Person vests ownership in this option over five years, with 20% of the shares subject to the award vesting November 20, 2015, and 1/60th of the remaining shares vesting equally on a monthly basis thereafter, subject to continued service to the Issuer by the Reporting Person.