Natera, Inc. — Director's Dealing 2015

Jul 9, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2015-07-08

Reporting Person: HEALY JAMES (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-07-08	Common Stock	P	175000	$18.00	Acquired	375000	Indirect
2015-07-08	Common Stock	C	1175280	—	Acquired	1550280	Indirect
2015-07-08	Common Stock	P	175000	$18.00	Acquired	375000	Indirect
2015-07-08	Common Stock	C	1175280	—	Acquired	1550280	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-07-08	Series F Preferred Stock	$	C	1175280	Disposed		Common Stock (1175280)	Indirect
2015-07-08	Series F Preferred Stock	$	C	1175280	Disposed		Common Stock (1175280)	Indirect

Footnotes

F1: Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F2: Each share of preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Common Stock, and has no expiration date.