Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Natera, Inc. Capital/Financing Update 2015

Nov 23, 2015

30253_rns_2015-11-23_293e44e1-e7e1-4055-afff-d705f7680c6b.zip

Capital/Financing Update

Open in viewer

Opens in your device viewer

*UNITED STATES*

*SECURITIES AND EXCHANGE COMMISSION*

*Washington, D.C. 20549*

*FORM 8-K*

*CURRENT REPORT*

*Pursuant to Section 13 or 15(d) of*

*the Securities Exchange Act of 1934*

Date of Report (Date of earliest event reported): November 17, 2015

*Natera, Inc.*

(Exact name of registrant as specified in its charter)

Delaware 001-37478 01-0894487
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

*201 Industrial Road, Suite 410*

*San Carlos, California 94070*

(Address of principal executive offices, including zip code)

*(650) 249-9090*

(Registrant’s telephone number, including area code)

*N/A*

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SEQ.=1,FOLIO='',FILE='C:\JMS\107541\15-23896-1\task7682949\23896-1-ba.htm',USER='107541',CD='Nov 24 02:14 2015'

*Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.*

On November 17, 2015, Natera, Inc. (the “Company”) drew down $10 million from its credit facility under that certain credit line agreement with UBS Bank USA (“UBS”), which provides the Company with a $50 million revolving line of credit (together with related documentation, the “Credit Line”). The $10 million draw down is intended to provide working capital for the Company to use on a temporary basis for certain obligations in connection with the Company’s business. This draw down increased the total principal amount outstanding under the Credit Line to $42 million.

2

SEQ.=1,FOLIO='2',FILE='C:\JMS\107541\15-23896-1\task7682949\23896-1-ba.htm',USER='107541',CD='Nov 24 02:14 2015'

*SIGNATURES*

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Natera, Inc.
By: /s/ Herm Rosenman
Herm Rosenman
Chief Financial Officer (Principal Financial and Accounting Officer)

Dated: November 23, 2015

3

SEQ.=1,FOLIO='3',FILE='C:\JMS\107541\15-23896-1\task7682949\23896-1-ba.htm',USER='107541',CD='Nov 24 02:14 2015'