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NASDAQ, INC. Director's Dealing 2019

Jan 15, 2019

30011_dirs_2019-01-15_d05ad021-f333-46ac-b4d4-f5348e6bc63d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2019-01-11

Reporting Person: Peterson Bradley J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-11 Common Stock, par value $0.01 per share S 5841 $79.96 Disposed 14558 Direct

Footnotes

F1: The reported sale was effected pursuant to Rule 10b5-1 trading plan

F2: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.65 to $80.31, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Represents (i) 13,141 shares of vested restricted stock and (ii) 1,417 shares purchased under the Employee Stock Purchase Plan.