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NASDAQ, INC. — Director's Dealing 2018
Jan 4, 2018
30011_dirs_2018-01-04_80202ee9-cd18-4ab2-8a9b-59bf5f2a9c9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2018-01-02
Reporting Person: Griggs PC Nelson (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Stock, par value $0.01 per share | F | 579 | $76.74 | Disposed | 9179 | Direct |
| 2018-01-03 | Common Stock, par value $0.01 per share | A | 16810 | $0.00 | Acquired | 25989 | Direct |
| 2018-01-03 | Common Stock, par value $0.01 per share | F | 6344 | $77.66 | Disposed | 19645 | Direct |
Footnotes
F1: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
F2: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.
F3: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
F4: Represents 19,645 shares underlying performance share units, all of which are vested.