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NASDAQ, INC. Director's Dealing 2018

Jan 4, 2018

30011_dirs_2018-01-04_80202ee9-cd18-4ab2-8a9b-59bf5f2a9c9f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2018-01-02

Reporting Person: Griggs PC Nelson (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-02 Common Stock, par value $0.01 per share F 579 $76.74 Disposed 9179 Direct
2018-01-03 Common Stock, par value $0.01 per share A 16810 $0.00 Acquired 25989 Direct
2018-01-03 Common Stock, par value $0.01 per share F 6344 $77.66 Disposed 19645 Direct

Footnotes

F1: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

F3: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4: Represents 19,645 shares underlying performance share units, all of which are vested.