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NASDAQ, INC. Director's Dealing 2017

Nov 7, 2017

30011_dirs_2017-11-07_d32af162-ea67-4b05-b99d-4588f6fd9552.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2017-11-03

Reporting Person: DENNISON ANN M (Controller and Prin Acctg Ofcr)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-03 Common Stock, par value $0.01 per share F 209 $72.40 Disposed 5131 Direct

Footnotes

F1: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 4,216 shares underlying PSUs, of which none are vested.