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NASDAQ, INC. Director's Dealing 2015

Feb 23, 2015

30011_dirs_2015-02-23_0ec84fa2-1f86-4b57-9be2-dd33af156dae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2015-02-19

Reporting Person: Ewing Anna M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-19 Common Stock, par value $0.01 per share M 13500 $45.38 Acquired 78041 Direct
2015-02-19 Common Stock, par value $0.01 per share S 13500 $50.38 Disposed 64541 Direct
2015-02-20 Common Stock, par value $0.01 per share M 9064 $45.38 Acquired 73605 Direct
2015-02-20 Common Stock, par value $0.01 per share S 9064 $50.38 Disposed 64541 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-19 Employee Stock Option (Right to Buy) $45.38 M 13500 Disposed 2017-12-12 Common Stock (13500) Direct
2015-02-20 Employee Stock Option (Right to Buy) $45.38 M 9064 Disposed 2017-12-12 Common Stock (9064) Direct

Footnotes

F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.38 to $50.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Represents (i) 3,061 vested shares of restricted stock, (ii) 53,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.

F4: Options exercisable.