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NASDAQ, INC. Director's Dealing 2015

Jan 5, 2015

30011_dirs_2015-01-05_d40a73f7-2553-4ed5-b3c7-885aaf9fd046.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-12-31

Reporting Person: JACOBS JOHN (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-31 Common Stock, par value $0.01 per share F 6394 $47.96 Disposed 111468 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (22059) 22059 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (45528) 45528 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (22663) 22663 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (32558) 32558 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (22564) 22564 Direct

Footnotes

F1: The transactions reported on this Form 4 consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2: Represents (i) 33,934 vested shares of restricted stock, (ii) 58,195 vested shares underlying performance share units, and (iii) 19,339 shares purchased under the Employee Stock Purchase Plan.

F3: Options exercisable.