AI assistant
Sending…
NASDAQ, INC. — Director's Dealing 2015
Feb 2, 2015
30011_dirs_2015-02-02_3887bec5-0224-493c-8b2b-1862aafec3b3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-12-31
Reporting Person: KNIGHT EDWARD S (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-11 | Common Stock, par value $0.01 per share | G | 3000 | — | Disposed | 60571 | Direct |
| 2011-10-28 | Common Stock, par value $0.01 per share | G | 2400 | — | Disposed | 60571 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | Common Stock (22059) | 22059 | Direct |
| Employee Stock Option (Right to Buy) | $25.07 | 2018-12-17 | Common Stock (39458) | 39458 | Direct |
| Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | Common Stock (25496) | 25496 | Direct |
| Employee Stock Option (Right to Buy) | $35.92 | 2016-12-13 | Common Stock (28801) | 28801 | Direct |
| Employee Stock Option (Right to Buy) | $45.38 | 2017-12-12 | Common Stock (19555) | 19555 | Direct |
Footnotes
F1: These shares were included in Box 5 of Forms 4 filed by the reporting person after the date of the bona fide charitable gift through December 2014.
F2: The amount reported reflects the amount of securites beneficially owned as of the date of this filing and represents (i) 41,663 vested shares underlying performance share units and (ii) 18,908 shares purchased under the Employee Stock Purchase Plan.
F3: Exercisable options.
More from NASDAQ, INC.
Proxy Solicitation & Information Statement
2026
Apr 24
Interim / Quarterly Report
2026
Apr 24
Regulatory Filings
2026
Apr 23
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Feb 23
Director's Dealing
2026
Feb 19
Director's Dealing
2026
Feb 17
Director's Dealing
2026
Feb 13
Director's Dealing
2026
Feb 13
Director's Dealing
2026
Feb 13