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NASDAQ, INC. Director's Dealing 2015

Feb 2, 2015

30011_dirs_2015-02-02_3887bec5-0224-493c-8b2b-1862aafec3b3.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-12-31

Reporting Person: KNIGHT EDWARD S (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-08-11 Common Stock, par value $0.01 per share G 3000 Disposed 60571 Direct
2011-10-28 Common Stock, par value $0.01 per share G 2400 Disposed 60571 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (22059) 22059 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (39458) 39458 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (25496) 25496 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (28801) 28801 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (19555) 19555 Direct

Footnotes

F1: These shares were included in Box 5 of Forms 4 filed by the reporting person after the date of the bona fide charitable gift through December 2014.

F2: The amount reported reflects the amount of securites beneficially owned as of the date of this filing and represents (i) 41,663 vested shares underlying performance share units and (ii) 18,908 shares purchased under the Employee Stock Purchase Plan.

F3: Exercisable options.