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NASDAQ, INC. Director's Dealing 2015

Feb 9, 2015

30011_dirs_2015-02-09_3b5f9c77-2255-4bcb-ad10-38878263b215.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-12-31

Reporting Person: GREIFELD ROBERT (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-23 Common Stock, par value $0.01 per share G 4780 $0.00 Disposed 838631 Direct
2014-12-19 Common Stock, par value $0.01 per share G 1140 $0.00 Disposed 838631 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $21.31 2019-06-30 Common Stock (900000) 900000 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (960000) 960000 Direct

Footnotes

F1: These shares were included in Box 5 of Forms 4 filed by the reporting person after the date of the bona fide charitable gift.

F2: The amount reported reflects the amount of securities beneficially owned as of December 31, 2014 and represents (i) 397,660 shares of common stock acquired upon exercise of vested stock options, (ii) 209,383 vested shares of restricted stock, (iii) 230,950 vested shares underlying PSUs and (iv) 638 shares purchased under the Employee Stock Purchase Plan.

F3: Options exercisable as to 100%.