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NASDAQ, INC. — Director's Dealing 2015
May 8, 2015
30011_dirs_2015-05-08_87484a7e-c771-4330-af3d-4dc334c9cd44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2015-05-06
Reporting Person: Wedenborn Lars (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-06 | Common Stock, par value $0.01 per share | A | 2348 | $0.00 | Acquired | 10233 | Direct |
| 2015-05-07 | Common Stock, par value $0.01 per share | F | 1851 | $49.89 | Disposed | 8382 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 30000 | Indirect |
| Common Stock, par value $0.01 per share | 10000 | Indirect |
Footnotes
F1: Restricted stock vests as to 100% on May 6, 2016.
F2: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F3: Represents shares or units of restricted stock granted under Nasdaq's Equity Incentive Plan, of which 6,034 are vested as of the date hereof.
F4: Represents shares of common stock acquired through purchases.
F5: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.
F6: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.