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NASDAQ, INC. — Director's Dealing 2015
May 28, 2015
30011_dirs_2015-05-28_43e547db-f899-4a48-948e-f70045b5deec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2015-05-26
Reporting Person: Shavel Lee (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock, par value $0.01 per share | F | 25787 | $51.93 | Disposed | 105861 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.94 | 2021-05-23 | Common Stock (41257) | 41257 | Direct |
Footnotes
F1: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2: Represents (i) 49,604 units of vested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and (ii) 56,257 vested shares underlying performance share units.
F3: Options exercisable.
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