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NASDAQ, INC. Director's Dealing 2015

Jun 16, 2015

30011_dirs_2015-06-16_f058f9cf-0c42-4285-b5de-f6cb76222cef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2015-06-12

Reporting Person: KNIGHT EDWARD S (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-12 Common Stock, par value $0.01 per share S 14062 $50.91 Disposed 52870 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (22059) 22059 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (39458) 39458 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (25496) 25496 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (28801) 28801 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (19555) 19555 Direct

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.67 to $51.11, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Represents (i) 33,962 vested shares underlying performance share units and (ii) 18,908 shares purchased under the Employee Stock Purchase Plan.

F4: Options exercisable.