Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NASDAQ, INC. Director's Dealing 2015

Jul 6, 2015

30011_dirs_2015-07-06_0aa2e0ff-8b11-42ae-bbc7-5748c0862021.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2015-07-01

Reporting Person: Shavel Lee (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-07-01 Common Stock, par value $0.01 per share S 10231 $48.56 Disposed 95630 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $24.94 2021-05-23 Common Stock (41257) 41257 Direct

Footnotes

F1: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.32 to $49.02, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Represents (i) 44,795 units of vested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and (ii) 50,835 vested shares underlying performance share units.

F4: Options exercisable.