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NASDAQ, INC. — Director's Dealing 2015
Aug 10, 2015
30011_dirs_2015-08-10_b28229de-285e-40cf-b2e5-f5ea022a0a18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2015-08-06
Reporting Person: Jochumsen Hans-Ole (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-06 | Common Stock, par value $0.01 per share | S | 26706 | $52.72 | Disposed | 44392 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | Common Stock (22059) | 22059 | Direct |
| Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | Common Stock (33995) | 33995 | Direct |
| Employee Stock Option (Right to Buy) | $41.36 | 2018-03-24 | Common Stock (15771) | 15771 | Direct |
Footnotes
F1: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.62 to $52.88, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: Represents (i) 43,232 vested shares underlying performance share units and (ii) 1,160 shares purchased pursuant to the Employee Stock Purchase Plan.
F3: Options exercisable.