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NASDAQ, INC. — Director's Dealing 2014
Jul 22, 2014
30011_dirs_2014-07-22_15cd0d37-f1d4-4d25-ab3c-cc6e7a7bffa4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-07-18
Reporting Person: Ewing Anna M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-18 | Common Stock, par value $0.01 per share | S | 20000 | $41.00 | Disposed | 71242 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $45.38 | 2017-12-12 | Common Stock (22564) | 22564 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents (i) 3,061 vested shares of restricted stock, (ii) 50,430 shares underlying PSUs, of which 28,278 shares are vested and (iii) 17,751 shares purchased under the Employee Stock Purchase Plan.
F3: Options exercisable.
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