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NASDAQ, INC. — Director's Dealing 2014
May 27, 2014
30011_dirs_2014-05-27_0bc53b98-d7ce-49e5-a5b7-9487f7a53532.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-05-22
Reporting Person: Wedenborn Lars (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-22 | Common Stock, par value $0.01 per share | F | 1114 | $36.36 | Disposed | 7885 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 30000 | Indirect |
| Common Stock, par value $0.01 per share | 10000 | Indirect |
Footnotes
F1: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under NASDAQ OMX's Equity Incentive Plan.
F2: Represents shares or units of restricted stock granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 2,599 is vested.
F3: Represents shares of common stock acquired through purchases.
F4: The shares are held by a pension insurance fund in the name of Foundation Asset Management, which is Mr. Wedenborn's employer.
F5: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.