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NASDAQ, INC. — Director's Dealing 2014
Jun 18, 2014
30011_dirs_2014-06-18_622385e1-f3cb-4b5d-8e76-80188c786418.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-06-16
Reporting Person: FRIEDMAN ADENA T (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-16 | Common Stock, par value $0.01 per share | A | 164158 | — | Acquired | 198609 | Direct |
Footnotes
F1: Restricted stock vests as to one-third on June 16, 2015, one-third on June 16, 2016 and one-third on June 16, 2017.
F2: Represents (i) 164,158 units of restricted stock, of which none are vested and (ii) 34,451 shares granted under The NASDAQ OMX Group, Inc. ("NASDAQ OMX") Equity Incentive Plan or acquired under the NASDAQ OMX Employee Stock Purchase Plan when Ms. Friedman was previously an employee of NASDAQ OMX.
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