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NASDAQ, INC. Director's Dealing 2014

May 27, 2014

30011_dirs_2014-05-27_287a5372-7e29-469d-b31f-c4c231f35652.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-05-23

Reporting Person: Shavel Lee (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-05-23 Common Stock, par value $0.01 per share F 25787 $36.45 Disposed 133960 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $24.94 2021-05-23 Common Stock (41257) 41257 Direct

Footnotes

F1: The transaction reported on this Form 4 consists of a surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under NASDAQ OMX's Equity Incentive Plan.

F2: Represents (i) 98,050 units of restricted stock, of which 47,930 are vested and (ii) 35,910 shares underlying PSUs, of which 13,456 are vested.

F3: Options exercisable.