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NASDAQ, INC. Director's Dealing 2014

May 27, 2014

30011_dirs_2014-05-27_cff4eff9-2fcd-4424-a8c4-5571885582d7.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-05-19

Reporting Person: Wittman Thomas A (Executive Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 47077 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (4662) Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (4924) Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (12748) Direct
Employee Stock Option (Right to Buy) $25.75 2018-08-04 Common Stock (3782) Direct

Footnotes

F1: Represents (i) 34,456 units of restricted stock, of which 25,497 are vested and (ii) 12,621 shares underlying PSUs, of which 4,316 are vested.

F2: Options exercisable.