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NASDAQ, INC. — Director's Dealing 2014
May 27, 2014
30011_dirs_2014-05-27_cff4eff9-2fcd-4424-a8c4-5571885582d7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-05-19
Reporting Person: Wittman Thomas A (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 47077 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | Common Stock (4662) | Direct | |
| Employee Stock Option (Right to Buy) | $25.07 | 2018-12-17 | Common Stock (4924) | Direct | |
| Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | Common Stock (12748) | Direct | |
| Employee Stock Option (Right to Buy) | $25.75 | 2018-08-04 | Common Stock (3782) | Direct |
Footnotes
F1: Represents (i) 34,456 units of restricted stock, of which 25,497 are vested and (ii) 12,621 shares underlying PSUs, of which 4,316 are vested.
F2: Options exercisable.
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