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NASDAQ, INC. Director's Dealing 2014

Dec 4, 2014

30011_dirs_2014-12-04_a254455d-bb55-49c7-8bc7-3d31c74872f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-12-02

Reporting Person: HASSEN RONALD (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-02 Common Stock, par value $0.01 per share S 15226 $45.00 Disposed 64253 Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2: Represents (i) 51,775 shares or units of restricted stock, of which 1,775 are vested, (ii) 12,234 shares underlying PSUs, of which 3,765 shares are vested and (iii) 244 shares purchased under the Employee Stock Puchase Plan.