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NASDAQ, INC. Director's Dealing 2014

Jun 4, 2014

30011_dirs_2014-06-04_3a0c442d-1c5e-4e4b-9839-b61e590ac263.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2014-06-03

Reporting Person: Ewing Anna M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-03 Common Stock, par value $0.01 per share S 10000 $38.00 Disposed 119936 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (34664) 34664 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (39661) 39661 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (22564) 22564 Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person May 27, 2014.

F2: Represents (i) 52,383 vested shares of restricted stock, (ii) 50,440 shares underlying PSUs, of which 28,288 shares are vested and (iii) 17,113 shares purchased under the Employee Stock Purchase Plan.

F3: Options exercisable.