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NASDAQ, INC. Director's Dealing 2014

Jan 3, 2014

30011_dirs_2014-01-03_31a9d853-03fe-4f4a-b942-2a2d9837b7aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-12-31

Reporting Person: JACOBS JOHN (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-31 Common Stock, par value $0.01 per share F 7939 $39.8 Disposed 117224 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (22059) 22059 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (45528) 45528 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (22663) 22663 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (32558) 32558 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (22564) 22564 Direct

Footnotes

F1: The transactions reported on this Form 4 consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under NASDAQ OMX's Equity Incentive Plan.

F2: Represents (i) 33,934 vested shares of restricted stock, (ii) 64,589 shares underlying PSUs, of which 51,930 shares are vested and (iii) 18,701 shares purchased under the Employee Stock Purchase Plan.

F3: Options exercisable on March 4, 2014.

F4: Options exercisable as to 100%.

F5: Options exercisable on March 28, 2014.

F6: Options exercisable as to 100%.

F7: Options exercisable as to 100%.