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NASDAQ, INC. Director's Dealing 2013

May 24, 2013

30011_dirs_2013-05-24_216470fe-242c-4c0c-b9b9-80605d88dec7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-05-23

Reporting Person: Shavel Lee (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-23 Common Stock, par value $0.01 per share F 22063 $30.92 Disposed 211779 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $24.94 2021-05-23 Common Stock (41257) 41257 Direct

Footnotes

F1: The transaction reported on this Form 4 consists of a surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under NASDAQ OMX's Equity Incentive Plan.

F2: Represents (i) 154,937 units of restricted stock, of which 54,697 are vested and (ii) 56,842 shares underlying PSUs, of which 11,934 are vested.

F3: Options exercisable on May 23, 2014.