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NASDAQ, INC. — Director's Dealing 2013
May 24, 2013
30011_dirs_2013-05-24_4c0c9c3e-6fc4-4d71-b28b-b5586f647878.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-05-22
Reporting Person: HUTCHINS GLENN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-22 | Common Stock, par value $0.01 per share | A | 6296 | — | Acquired | 39597 | Direct |
Footnotes
F1: Restricted stock vests as to 100% on May 22, 2014.
F2: Represents shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. ("NASDAQ OMX") Equity Incentive Plan, of which 33,301 are vested. Under Mr. Hutchins' arrangements with Silver Lake or its affiliates with respect to director compensation, 16,564 shares or proceeds therefrom are expected to be assigned to Silver Lake or its affiliates. Mr. Hutchins disclaims beneficial ownership of any NASDAQ OMX securities that may be held by Silver Lake or its affiliates, except to the extent of any pecuniary interest he may have therein.