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NASDAQ, INC. Director's Dealing 2013

May 17, 2013

30011_dirs_2013-05-17_523de5a5-14b9-4f60-ae24-6e163eea88bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-05-15

Reporting Person: GREIFELD ROBERT (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-15 Common Stock, par value $0.01 per share M 100000 $6.3 Acquired 813447 Direct
2013-05-15 Common Stock, par value $0.01 per share S 100000 $31.12 Disposed 713447 Direct
2013-05-16 Common Stock, par value $0.01 per share M 88000 $6.3 Acquired 801447 Direct
2013-05-16 Common Stock, par value $0.01 per share S 88000 $31.01 Disposed 713447 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-15 Employee Stock Option (Right to Buy) $6.30 M 100000 Disposed 2013-06-11 Common Stock (100000) Direct
2013-05-16 Employee Stock Option (Right to Buy) $6.30 M 88000 Disposed 2013-06-11 Common Stock (88000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $21.31 2019-06-30 Common Stock (900000) 900000 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (960000) 960000 Direct

Footnotes

F1: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.02 to $31.28, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.71 to $31.15, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Represents (i) 300,000 shares of common stock acquired upon exercise of vested stock options, (ii) 209,383 vested shares of restricted stock and (iii) 204,064 vested shares underlying PSUs.

F4: Options exercisable as to 100%.

F5: Options exercisable as to 100%.

F6: Options exercisable as to 100%.