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NASDAQ, INC. — Director's Dealing 2013
May 28, 2013
30011_dirs_2013-05-28_1601193e-dda8-457a-8e77-bb97e4f4f95e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-05-24
Reporting Person: Wedenborn Lars (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-24 | Common Stock, par value $0.01 per share | S | 13867 | $30.75 | Disposed | 24829 | Direct |
| 2013-05-24 | Common Stock, par value $0.01 per share | P | 10000 | $30.75 | Acquired | 10000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 20000 | Indirect |
Footnotes
F1: Represents shares or units of restricted stock granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 21,116 are vested.
F2: Represents shares of common stock acquired through purchases.
F3: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.
F4: The shares are held by a pension insurance fund in the name of Foundation Asset Management, which is Mr. Wedenborn's employer.
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