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NASDAQ, INC. — Director's Dealing 2013
May 24, 2013
30011_dirs_2013-05-24_ab8ead28-bc91-4dc2-8fd4-83bda5b96f7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-05-22
Reporting Person: EKHOLM BORJE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-22 | Common Stock, par value $0.01 per share | A | 6296 | — | Acquired | 33033 | Direct |
Footnotes
F1: Restricted stock vests as to 100% on May 22, 2014.
F2: Represents (i) 23,033 shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 16,737 are vested and (ii) 10,000 shares of common stock acquired through open market purchases. Excludes shares of NASDAQ OMX common stock owned by Patricia Holding AB. Patricia Holding AB is a wholly owned subsidiary of Investor AB, of which Mr. Ekholm is President and Chief Executive Officer. Mr. Ekholm disclaims beneficial ownership of such shares.