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NASDAQ, INC. — Director's Dealing 2013
May 24, 2013
30011_dirs_2013-05-24_64ec5961-cf55-444b-b4c6-07953ef3c08f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-05-22
Reporting Person: Wedenborn Lars (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-22 | Common Stock, par value $0.01 per share | A | 3713 | — | Acquired | 41318 | Direct |
| 2013-05-22 | Common Stock, par value $0.01 per share | F | 2622 | $30.98 | Disposed | 38696 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 20000 | Indirect |
Footnotes
F1: Restricted stock vests as to 100% on May 22, 2014.
F2: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan ("Equity Plan").
F3: Represents shares or units of restricted stock granted under the Equity Plan, of which 34,983 are vested.
F4: Represents shares of common stock acquired through open-market purchases.
F5: The shares are held by a pension insurance fund in the name of Foundation Asset Management, which is Mr. Wedenborn's employer.