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NASDAQ, INC. Director's Dealing 2013

Jun 5, 2013

30011_dirs_2013-06-05_132b4b42-a8dc-4732-b53c-836df83acdb9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2013-06-03

Reporting Person: Noll Eric (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-03 Common Stock, par value $0.01 per share S 22483 $30.94 Disposed 50128 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.50 2019-07-22 Common Stock (72319) 72319 Direct
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (28362) 28362 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (33995) 33995 Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2013.

F2: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.56 to $31.35, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Represents 50,128 unvested shares underlying PSUs.

F4: Options exercisable on July 22, 2013.

F5: Options exercisable on March 4, 2014.

F6: Options exercisable on March 28, 2014.