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NASDAQ, INC. Director's Dealing 2012

Jul 5, 2012

30011_dirs_2012-07-05_fedf20c9-8419-42d7-bbb7-5e9cb67f55fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2012-07-02

Reporting Person: Ewing Anna M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-07-02 Common Stock, par value $0.01 per share F 48532 $22.89 Disposed 293853 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $7.35 2014-11-15 Common Stock (20063) 20063 Direct
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (34664) 34664 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (45528) 45528 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (39661) 39661 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (32558) 32558 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (22564) 22564 Direct

Footnotes

F1: Represents (i) 7,000 shares of common stock acquired upon exercise of vested stock options, (ii) 135,403 vested shares of restricted stock, (iii) 135,497 shares underlying PSUs, of which 17,198 shares are vested and (iv) 15,953 shares purchased under the Employee Stock Purchase Plan.

F2: Options exercisable.

F3: Options exercisable on March 4, 2014.

F4: Options exercisable on December 17, 2012.

F5: Options exercisable on March 28, 2014.

F6: Options exercisable.

F7: Options exercisable.