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NASDAQ, INC. Director's Dealing 2012

Jul 5, 2012

30011_dirs_2012-07-05_33c15955-3867-4d47-a745-679d7074d466.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2012-07-02

Reporting Person: JACOBS JOHN (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-07-02 Common Stock, par value $0.01 per share F 16066 $22.89 Disposed 143503 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $7.35 2014-11-15 Common Stock (200000) 200000 Direct
Employee Stock Option (Right to Buy) $9.15 2014-02-18 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (22059) 22059 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (45528) 45528 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (22663) 22663 Direct
Employee Stock Option (Right to Buy) $35.92 2016-12-13 Common Stock (32558) 32558 Direct
Employee Stock Option (Right to Buy) $45.38 2017-12-12 Common Stock (22564) 22564 Direct

Footnotes

F1: Represents (i) 33,934 vested shares of restricted stock, (ii) 92,840 shares underlying PSUs, of which 13,823 shares are vested and (iii) 16,729 shares purchased under the Employee Stock Purchase Plan.

F2: Options exercisable as to 100%.

F3: Options exercisable as to 100%.

F4: Options exercisable on March 4, 2014.

F5: Options exercisable on December 17, 2012.

F6: Options exercisable on March 28, 2014.

F7: Options exercisable as to 100%.

F8: Options exercisable as to 100%.