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NASDAQ, INC. — Director's Dealing 2012
Jul 5, 2012
30011_dirs_2012-07-05_55790fb4-c5ba-443e-b8df-3eb39f3c8583.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2012-07-02
Reporting Person: Jochumsen Hans-Ole (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-02 | Common Stock, par value $0.01 per share | F | 20300 | $22.89 | Disposed | 134657 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | Common Stock (22059) | 22059 | Direct |
| Employee Stock Option (Right to Buy) | $25.07 | 2018-12-17 | Common Stock (39458) | 39458 | Direct |
| Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | Common Stock (33995) | 33995 | Direct |
| Employee Stock Option (Right to Buy) | $41.36 | 2018-03-24 | Common Stock (15771) | 15771 | Direct |
Footnotes
F1: Represents (i) 29,700 units of vested restricted stock (ii) 102,508 shares underlying PSUs, of which 7,455 shares are vested and (iii) 2,449 shares purchased pursuant to the Employee Share Purchase Plan.
F2: Options exercisable on March 4, 2014.
F3: Options exercisable on December 17, 2012.
F4: Options exercisable on March 28, 2014.
F5: Options exercisable as to 100%.
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