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NASDAQ, INC. Director's Dealing 2012

Jul 5, 2012

30011_dirs_2012-07-05_55790fb4-c5ba-443e-b8df-3eb39f3c8583.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2012-07-02

Reporting Person: Jochumsen Hans-Ole (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-07-02 Common Stock, par value $0.01 per share F 20300 $22.89 Disposed 134657 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $19.75 2020-03-04 Common Stock (22059) 22059 Direct
Employee Stock Option (Right to Buy) $25.07 2018-12-17 Common Stock (39458) 39458 Direct
Employee Stock Option (Right to Buy) $25.28 2021-03-28 Common Stock (33995) 33995 Direct
Employee Stock Option (Right to Buy) $41.36 2018-03-24 Common Stock (15771) 15771 Direct

Footnotes

F1: Represents (i) 29,700 units of vested restricted stock (ii) 102,508 shares underlying PSUs, of which 7,455 shares are vested and (iii) 2,449 shares purchased pursuant to the Employee Share Purchase Plan.

F2: Options exercisable on March 4, 2014.

F3: Options exercisable on December 17, 2012.

F4: Options exercisable on March 28, 2014.

F5: Options exercisable as to 100%.