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NASDAQ, INC. — Director's Dealing 2012
May 24, 2012
30011_dirs_2012-05-24_7e4eca94-f757-400b-ba71-1e875b42dbdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2012-05-23
Reporting Person: Shavel Lee (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-23 | Common Stock, par value $0.01 per share | F | 23482 | $21.81 | Disposed | 244362 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.94 | 2021-05-23 | Common Stock (41257) | 41257 | Direct |
Footnotes
F1: Represents (i) 177,000 units of restricted stock, of which 26,639 are vested and (ii) 67,362 unvested shares underlying PSUs.
F2: Options exercisable on May 23, 2014.
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