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NASDAQ, INC. — Director's Dealing 2012
Jul 25, 2012
30011_dirs_2012-07-25_97beb82e-f2bd-4b75-a948-13a12ca638c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2012-07-23
Reporting Person: Noll Eric (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-23 | Common Stock, par value $0.01 per share | F | 8089 | $22.15 | Disposed | 129049 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.50 | 2019-07-22 | Common Stock (72319) | 72319 | Direct |
| Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | Common Stock (28362) | 28362 | Direct |
| Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | Common Stock (33995) | 33995 | Direct |
Footnotes
F1: Represents (i) 14,194 vested shares of restricted stock and (ii) 114,855 shares underlying PSUs, of which 20,939 are vested.
F2: Options exercisable on July 22, 2013.
F3: Options exercisable on March 4, 2014.
F4: Options exercisable on March 28, 2014.
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