Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NASDAQ, INC. Director's Dealing 2011

Oct 24, 2011

30011_dirs_2011-10-24_97049907-304c-4daf-b7d8-98760d633bb4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NASDAQ OMX GROUP, INC. (NDAQ)
CIK: 0001120193
Period of Report: 2011-10-20

Reporting Person: BALDWIN H FURLONG (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-10-20 Common Stock, par value $0.01 per share M 5000 $13 Acquired 60697 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-10-20 Employee Stock Option (Right to Buy) $13 M 5000 Disposed 2012-01-23 Common Stock (5000) Direct

Footnotes

F1: Represents (i) 5,000 shares of common stock acquired upon exercise of vested stock options and (ii) 55,697 shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 34,058 are vested.

F2: Options vested as to 100%.