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NANOVIRICIDES, INC. — Director's Dealing 2016
Feb 17, 2016
34915_dirs_2016-02-16_8aca2b9a-7422-40e9-8a8a-b66bd41d1600.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2016-02-08
Reporting Person: BONIUK MILTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-08 | Common Stock, par value $0.001 per share | A | 9000 | $1.40 | Acquired | 159000 | Indirect |
| 2016-02-10 | Common Stock, par value $0.001 per share | A | 9000 | $1.36 | Acquired | 168000 | Indirect |
| 2016-02-12 | Common Stock, par value $0.001 per share | A | 34043 | $1.18 | Acquired | 976902 | Indirect |
| 2016-02-12 | Common Stock, par value $0.001 per share | A | 34043 | $1.18 | Acquired | 605474 | Indirect |
| 2016-02-12 | Common Stock, par value $0.001 per share | A | 141844 | $1.18 | Acquired | 309844 | Indirect |
Footnotes
F1: Represents the price of shares issued upon conversion of quarterly interest in the amount of $40,000 payable pursuant to a previously issued debenture.
F2: Does not include: 952,381 shares of Common Stock issuable upon conversion of a 10% Coupon Series C Convertible Debenture, or 187,000 shares of Series A Preferred Stock held by Milton Boniuk IRA, convertible into 654,500 shares of common stock, which are not readily convertible; 1,133,963 shares of Common Stock and warrants to purchase an additional 571,428 shares of Common Stock held by the Reporting Person and his wife; warrants to purchase an additional 285,714 shares of Common Stock or an indeterminate number of shares of Common Stock issuable upon conversion of debentures held by Boniuk Interests, Ltd.; or 605,474 shares of Common Stock held by the Boniuk Charitable Foundation. Dr. Boniuk holds voting and dispositive power over the Boniuk Charitable Foundation, Boniuk Interests Ltd. and the Milton Boniuk IRA.
F3: Represents the price of shares issued upon conversion of quarterly interest in the amount of $40,000 payable pursuant to a previously issued debenture.
F4: Represents the price of shares issued upon conversion of quarterly interest in the amount of $166,666.67 payable pursuant to a previously issued debenture.