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NANOVIRICIDES, INC. Director's Dealing 2015

Jan 13, 2015

34915_dirs_2015-01-12_880bf51c-c4ce-4953-91f2-8c55bfbcb760.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2015-01-09

Reporting Person: Diwan Anil (Director, President, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-09 Common Stock P 4000 $2.58 Acquired 2048918 Direct
2015-01-12 Common Stock P 5000 $2.57 Acquired 2053918 Direct
2015-01-12 Common Stock P 5000 $2.54 Acquired 2058918 Direct

Footnotes

F1: Includes 285,714 shares of common stock issuable upon exercise of options held by Dr. Diwan that are currently exercisable. Does not include 16,531,429 shares owned by TheraCour Pharma, Inc. (after calculating the Preferred Series A convertible as converted), over which Dr. Diwan holds voting and dispositive power. Does not include 500,000 shares of the Company's Series A Convertible Preferred Stock (the "Series A") which votes at the rate of nine shares of Common Stock per each share of Series A and is convertible into three and one half shares of Common Stock upon a change in control of the Company or upon achieving certain trading prices of the Common Stock (the "Series A Preferred Stock").