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NANOVIRICIDES, INC. Director's Dealing 2015

Sep 25, 2015

34915_dirs_2015-09-24_d7268587-d821-463a-836a-74cca51f7b16.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2015-09-22

Reporting Person: Seymour Eugene (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-22 Common Stock, par value $0.001 per share M 104384 $0.35 Acquired 1287286 Direct
2015-09-22 Common Stock, par value $0.001 per share F 38472 $1.30 Disposed 1248814 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-18 Common Stock Options $0.35 M 142856 Disposed 2015-09-26 Common Stock (142856) Direct

Footnotes

F1: Does not include 425,571 shares of Series A Convertible Preferred Stock (the "Series A") which vote at the rate of nine votes per share of Series A and is convertible into shares of Common Stock upon a change of control of the Company or upon the Common Stock achieving certain trading prices.

F2: Reflects 38,472 shares withheld by the Issuer at the market price of $1.30 per share, less an exercise price of $0.35 per share, to fund the cashless exercise of 142,856 options.