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NANOVIRICIDES, INC. Director's Dealing 2014

Sep 9, 2014

34915_dirs_2014-09-08_5efa78de-d5e5-4825-b32c-eddf93f7ab86.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2014-09-05

Reporting Person: Diwan Anil (Director, President, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-25 Common Stock, par value $0.001 per share P 28571 $3.50 Acquired 2044918 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-25 Common Stock Warrants $3.50 X 28571 Disposed 2014-08-15 Common Stock (28571) Indirect

Footnotes

F1: Includes 285,714 shares issuable upon exercise of options. Does not include 1,750,000 shares of common stock underlying 500,000 shares of the Company's Series A Convertible Preferred Stock ("Series A") convertible into three and one half shares of Common Stock solely upon a change in control of the Company or upon achieving certain trading prices or 9,531,429 shares of common stock and 2,000,000 shares of Series A owned by TheraCour Pharma, Inc., over which Dr. Diwan holds voting and dispositive power.